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Friday, February 7, 2014

A call for business ethics


By


Mark Daryll T. Abuy


Introduction


Every individual or organization is investing into a business driven by diverse goals and aspirations. Basically, the capitalist’s primary, if not the sole objective in venturing into business, is to maximize returns on his investment and be able to expand into more profitable undertakings. Some have focused on gaining for their own advantage alone but it is worth mentioning that today, there is an increasing awareness for corporate social responsibility. This means that entrepreneurs are inclined not only to achieving a high rate of income but also to take into account the welfare of its stakeholders including, among others, its employees, suppliers, buyers, and the community in general. It is in this context where business ethics plays a great role not only in maximizing profits but also generating goodwill to business players.
Ethics that we mean in this paper is sets of moral principles or values that define right and wrong for a person or group (Williams, 2009). Business ethics is the application of ethics into business situations. It pertains to the moral behavior or practices of investors/capitalists on how they conduct the affairs of their ventures which would include, but not limited to, the choice on what kind of business to operate, deciding on where the business will be located and who are the target market, the process of hiring personnel, the means of acquiring materials, equipment, inventories and supplies, securing business licenses and permits and settlement of tax liabilities, and promotional strategies employed and channels of advertising or enticing customers to buy-in their products. According to an SHRM/CareerJournal.com survey, only 27% of employees felt that their organization’s leadership was ethical. In another study of 1,324 randomly selected workers, managers, and executives across multiple industries, 48% of the respondents admitted to actually committing an unethical or illegal act in the past year. These acts included cheating on an expense account, discriminating against coworkers, forging signatures, paying or accepting kickbacks, and “looking the other way” when environmental laws were broken. Clearly, poor business ethics is a serious and widespread problem.
For this part, I would like to delve on the areas of human resource management, purchasing and production, advertising and promotion, and tax settlement, among others.


Human Resource Management


A big part on the success of every organization, at large, rests on the functional business area of human resource management. Research found that effective human resources management has a positive impact on strategic performance, including higher employee productivity and stronger financial results (Daft &Marcic, 2011).
The recruitment plays a very vital role in the employment of the rightly motivated, competent, excellent and fitted personnel to the positions required in the business. Giving due consideration to race, religion, gender, age, among others, is not totally discriminative for as long as everyone is given equal chances in the recruitment phase. I would say, the main consideration in choosing manpower complement is their willingness and drive to uphold and work for the attainment of the company’s vision and mission. According to Dart and Marcic, when selecting an employee, make sure you have enough means of seeing all sides of the person’s personality and qualifications. Don’t just look at the superficial criteria. During the interview phase, to name a few, asking the applicant’s ancestry or ethnicity, religious affiliation, if applicant has any mental or physical defect, are deemed inappropriate or illegal to ask (Sources: Bohlander, et. al., Managing Human Resources, 2001; Mathis & Jackson, Guidelines to Lawful and Unlawful Pre-employment Inquiries, 2002).
Effective performance management is also a very essential system that must be given attention. This ensures the retention of the best talents, motivating the less effective workforce and objectively laying out the non-performing personnel. The dilemma in the business system is the absence of a systematic performance management tool to measure how people are contributing to the attainment of the goals and objectives of the organization they belong to. Hence, the performance of every employee, or each of the functioning units, is not appropriately assessed and evaluated. With this, sometimes, inappropriate recognition and/or remuneration are given to whom it is not due. As a result, it creates demoralization among the people thus; causing the best talents to exit from the organization, leaving behind the less effective ones because of the unethical system of managing performance on a subjective manner. One approach to overcome performance evaluation errors is to use a behavior-based rating technique such as behaviorally anchored rating scale (Daft &Marcic, 2011). The BARS is developed from critical incidents pertaining to job performance. Each job performance is anchored with specific behavioral statements that describe varying degrees of performance. By relating employee performance to specific incidents, raters can more accurately evaluate an employee’s performance.
Another aspect that must be given careful attention is the establishment of a competitive and motivating compensation and benefits package to the workforce. As part of the benefits package, the company must ensure the healthy well-being of its people which may be incorporated through leave privileges, health and medical insurance, social security benefits, among others. The company owner must also ensure that the employees are receiving what is provided for by statutes, meaning compensation package must be aligned with existing wage laws. Further, regardless of the status of employment of the personnel, whether regular, temporary, contractual or casual, they must be ascertained of security of the tenure of their work in accordance with their contracts for as long as these people does not perform unethical affairs and activities which violate the company’s vision, and existing policies, rules and regulations resulting in detrimental consequences to the company.
As employees have ethical obligations to his employer, the business owner also has ethical obligations to his people. That is to ensure that their welfare is well taken care of while being conscious in attaining its gainful target.


Purchasing and Production


Customers are often regarded as the most critical stakeholders. If a company cannot persuade them to buy its products, it cannot stay in business. Thus, business sells customers quality products at a fair price and providing good after-sale services (Jones, 2007). In order to maximize profits, there has to be an accessible source of low-priced products without sacrificing quality as this may affect the company’s integrity which eventually would boil down to losses rather than gains. Reducing costs by selecting suppliers that offer high quality raw materials and components at reasonable prices (Pride, Hughes and Kapoor, 2010). This is in support to the hybrid competitive strategy called “best cost” where an organization sells products at high quality for a considerably lower price (St. John & Harrison, 2010). Due to cost considerations, however, the sourcing out of low-priced materials of good quality may seem difficult. Thus, businesses look into other possible channels or means. Some may resort to buying items, good for resale, used to conceal contrabands and other illegal commodities (e.g. drugs, firearms, etc.). Since they see this practice as a lucrative means to profiting large amount of money, their ethical behaviors are overshadowed by their want for high gain and lose sight on the possibility of being identified to illegal activities. That when uncovered, it may bring the business venture into nothingness.


Advertising and Promotion


Marketing is an organizational function and a set of processes for creating, communicating, and delivering value to customers and for managing customer relationships in ways that benefit the organization and its stakeholders (Jones, 2007). With the aim of attracting its target market, a business organization would exhaust all means and anything available even if it means high cost of advertising expenses. Most businesses nowadays are fond of using prominent personalities like the actors and actresses of various television stations just to catch the attention of the public towards their products. However, at some points, the strategies employed by these advertising agencies, I would say, are unethical because it brings deception among people particularly the less educated portion of the populace. Advertising strategies bring various products to the limelight exceeding their actual effectiveness when consumed by the buying public. While business owners do not have direct intervention on these promotional strategies, I believe that it is still their call to impose on the advertising agency, the manner how their products be introduced to the market.
One classic example is a known brand of RTW marketing underwear, jeans, and shirts, among others. As any company exists to get the largest network of buyers and be able to build the highest income, so this business group does. However, it does not advertise its products using naked men and/or women on television screens and on high rise wide billboards just to capture everyone’s attention. This is so because its owners are said to have high regard on the moral of people who will be made to wear their products with their bodies exposed for the gain of the company.
Another example of unethical practice is blatant to food service businesses particularly those selling pastries. So as not to incur much loss with their expiring food products, they sell them on discounted prices. This practice endangers the health of the buying public most especially those who are not wary on the importance of looking into the expiry dates of the products.
One more viral strategy of marketing nowadays is the multi-level marketing or networking system. These business organizations act by luring customers and would-be dealers or networks with a promise of high income. In return, these dealers/networks, in order to be able to beat the quota and meet the expected return, they will venture into strategies of promoting the company’s products to the extent of promising idealistic benefits which they are not even primarily cognizant of.
These foregoing practices of advertising and marketing on the foreground benefit primarily the business owner to the detriment of the consumers.


Tax Settlement


A business venture must be legally organized and instituted in accordance with existing laws and rules which regulate the appropriate conduct of its affairs including the discharge of its obligations to its stakeholders including, among others, its manpower, market, the community and the government.


Ethics comes in initially from the time of applying for business permits and licenses. Business owners must comply with all regulatory requirements and must pay necessary monetary obligations without succumbing themselves to some facilitative strategies just to hasten the process and go away with the standard long queue of waiting for the papers to be done.
Another critical aspect which has already been a perennial issue in the tax system of the country is in the area of tax settlement. Business owners crave for large percentage of income that they do all means to cut costs of purchases and expenditures in order to generate higher income. Higher income would also mean higher amount of tax liabilities to the government. Ironically, sometimes businesses are maintaining two books of accounts: one for financial statements purposes and the other for income tax filing purposes. With the latter, business owners tend to report much lower income generation as against the actual as reported in their audited financial statements. This strategy is done to cut down tax liabilities to the government.


Another issue in the tax system is the payment of facilitative charges to tax examiners. This holds true primarily to large taxpayers who are assessed by the Bureau of Internal Revenue (BIR) for not paying a considerable huge amount of taxes to the government. To illustrate, Company A is assessed of not correctly declaring its income and paying the correct taxes of P5, 000,000.00 for the last five years. After being assessed, they will be directed for audit by the BIR examiners. These examiners may be bribed with an amount of money to facilitate the tax audit. If these examiners would agree to the amount, the audit process will be shortened and the tax liability is considerably reduced. Thus the business owner gains, the BIR examiner profits, and the government loses.
Company B, however, illustrates an ethical behavior in business. The BIR assessed the company for not paying P5, 000,000.00 in taxes for the last five years. It is good to note that the company is ready with its books of accounts, including all needed supporting documents, and presented them to the BIR examiners in good faith. An offer from the BIR team of examiners was made to shorten the audit engagement, and reduce the tax obligation by 50% in exchange of an amount (payable to the examiners) as facilitative charges. Considering the costs involved during the period of audit, the company may have agreed. However, the company owner insisted on proceeding with the audit engagement regardless of the cost accruing to them. In the end, the company was assessed only with P150, 000.00 tax liability. They may have incurred additional costs during the audit engagement, but the prize of letting the BIR team of examiners know that they are doing business in good faith, is another thing. After that, there were no more BIR examiners wanting to be assigned to audit that company. These unethical practices in the tax system of the government need an immediate cure.


Conclusion


Business organizations play a very important role in promoting progress, growth and development in the community. In fact, there had been a growing participation in corporate social responsibilities through donations in calamity-stricken communities, instituting foundations for the poor, etc. But the question plays on whether this value has already been instituted in their system or does this remain only a show off.
Ethics in business must be well valued and guarded not only to gain goodwill and maintain integrity for the organization but most importantly to ensure equal protection and promote the general welfare of its stakeholders and the community as a whole.
Managers can encourage more ethical decision making in their organization by 1) carefully selecting and hiring employees, 2) establishing specific code of ethics, 3) training employees to make ethical decisions and 4) creating ethical climate.
The code of ethics urges employees to conduct themselves as responsible and responsive corporate citizens, respect the environment, maintain high level of legal and ethical conduct, and deal honestly and fairly with customers (Daft &Marcic, 2011). Creating ethical climate starts from top management. First, they need to be a visible role model. Second, communicate ethical expectations in the organization and provide ethical training. Third, visibly reward ethical acts and punish unethical ones (Robbins & Judge, 2010).
Several advantages result when companies behave in an ethical way. First, companies known for ethical behavior enjoy a good reputation. Reputation is the trust, goodwill, and confidence others have in a company such that they want to do business with. A second reason for companies to behave ethically is because when they don’t, the government (and taxpayers) has to bear the costs of protecting their stakeholders. If all companies in a society act socially responsible, the quality of life for people as a whole increases. Business activity affects all aspects of people’s lives, so the way how the business behaves toward stakeholders affect how stakeholders will behave toward businesses. You “reap what you sow” as the adage says.



REFERENCES

Daft, Richard L. and Marcic, Dorothy, 2011.Management: The New Workplace, 7th Edition. South-Western Cengage Learning.

Jones, Gareth R.,2007.Introduction to Business: How Company Create Value for People. McGraw-Hill International Edition.
Pride William M., Hughes, Robert J., and Kapoor, Jack R., 2010. Introduction to Business, 10th Edition.South-Western Cengage Learning.
Robbins Stephen P. and Judge Timothy A., 2010.Essentials of Organizational Behavior, 10th Edition. Pearson Education, Inc.
St. John, Caron H. and Harrison Jeffrey S.,2010. Strategic Management Fundamentals, 5th Edition.South-Western Cengage Learning.
Williams, Chuck R., 2009. Principles of Management, 5th Edition.South-Western Cengage Learning.
 








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